Jumbo CD Investments, Inc.

Our Privacy Principles:

Regulations issued by the Federal Trade Commission require that financial institutions provide their consumer customers with written notice of their policies and procedures for disclosure of their customers' nonpublic personal information. Although we, as a CD Broker, are not required to do so, we of course want all of our customers to have the utmost confidence in us and to know that we will treat your nonpublic information with care.

Important Information About Procedures for Opening a New Account
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. What this means for you: When you open an account, we will ask for your name, address, date of birth, and other information that will allow us to identify you. We will also ask for a copy of your driver's license or other identifying documents.

You should be aware of the following policies relating to disclosure of your nonpublic personal information:

1. We collect nonpublic personal information about you from the following sources:
   1. Information we receive from you on applications or other forms,
   2. Information about your transactions with us, our affiliates, or others, and
   3. Information we receive from a consumer reporting agency.
2. We do not disclose any nonpublic personal information about our customers or former customers to anyone, except as permitted by law.
3. We restrict access to nonpublic personal information about you to those employees who need to know that information to provide services to you.
4. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.

If you have any questions about these policies or our use, maintenance and disclosure of your nonpublic personal information please call us, toll-free, at 1-800-234-4605. If you prefer, you may contact us by mail at P.O. Box 454, Dixon, CA 95620.

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